Trading Conflict

Whether it’s enforcing restrictions on employee trading in personal account dealings, identifying potential ‘Chinese Wall’ breaches or other employee activities that may be perceived as conflicts of interest, Exzac can help implement the most reliable and cost-effective solutions.

Choosing the right solutions can be cumbersome with the abundant of software offerings of detection scenerios and workflow management tools for monitoring employee personal account transactions for various rule violations, such as holding periods, trading in restricted securities and trading ahead of research reports.

Building upon experience in dozens of successful implementations at leading financial service institutions, Exzac provides industry’s best practices to help identify the right software solution that satisfies your business needs, adapts to your data and technical constraints and meets your timeline and budget requirements. Once selected, Exzac can help ensure that the software solution is utilized to the full extent of its capabilities and with optimized performance.

Exzac provides industry’s best practices to help identify the right software solution that satisfies your business needs, adapts to your data and technical constraints and meets your timeline and budget requirements.


Oct 11 2011
Top U.S. Bank Improves Quality

A top U.S. bank was receiving an unmanageable amount of alerts with various degrees of quality from its real-time fraud monitoring system. Data quality issues were difficult to detect and long data processing times were hindering the ability to effectively monitor fraud in real-time, exposing the bank to increased risks from fraudulent activities.

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